The Allen College Institutional Review Board (ACIRB) is committed to the highest standards of research and protecting the rights and welfare of participants involved in any proposed project or research. The ACIRB reviews projects, oversees compliance and research integrity and provides guidance and access to training in protection of human subjects for investigators.

Contact the ACIRB via email: ACIRB@AllenCollege.edu


Information about the ACIRB

About the ACIRB

The Allen College Institutional Review Board (ACIRB) is a committee whose primary responsibility is to protect the rights and welfare of human subjects and to function as a kind of ethics committee focusing on what is right or wrong and on what is desirable or undesirable in projects involving human subjects.

The ACIRB is registered with the U.S. Department of Health and Human Services Office for Human Research Protections (IRB00010298) and has Federal Wide Assurance for the Protection of Human Subjects for Institutions within the United States (FWA00023846). Registration and FWA confirm that ACIRB meets or exceeds all federal requirements for registered IRBs and is eligible to accept federally funded projects for review.

ACIRB Mission and Values

The ACIRB’s mission is to ensure that investigators and their research teams conduct research, evidence-based practice projects and quality improvement projects that meet or exceed the ethical principles presented in the Belmont Report Respect for Persons, Beneficence and Justice. The federal IRB guidelines are based on these principles.

The ACIRB’s values align with the Allen College "Focus" Values as follows:

  • Foster Unity – The ACIRB focuses on the ethical principles in the Belmont report to verify that projects are not unnecessarily exclusionary and that vulnerable populations, levels of risk and privacy/confidentiality issues are clearly addressed. The ACIRB collaborates with other IRBs when appropriated to conserve time and duplication of effort.
  • Own the Moment – the ACIRB address issues of Respect for Persons, Justice and Beneficence when reviewing proposals, and strives to review each project carefully, consistently and conscientiously. The ACIRB strives to maintain reasonable and responsible time frames for reviews and to collaborate with faculty, staff, students, administrators and external investigators to address issues in a proposal with the goal of reaching approval.
  • Champion Excellence – ACIRB scrupulously adheres to ethical and professional values and behaviors and strives to ensure adherence to federal, state, UnityPoint Health and Allen College policies and regulations pertaining to the protection of human subjects in any type of project or research involving human subjects.
  • U – ACIRB consults faculty, staff, students, and external principal investigators, and provides direction for obtaining necessary and optional training related to the protection of human subjects.
  • Seize Opportunities – In addition to carefully, consistently, and conscientiously reviewing each project proposal, the ACIRB strives to provide constructive feedback to enhance methodological rigor.
ACIRB Services

Required Human Subjects Protection Training:

All investigators and key personnel involved in projects or studies are required to complete approved training in the protection of human subjects. The ACIRB accepts training from the Collaboration Institutional Training Initiative (CITI) Program and the National Institutes of Health (NIH). Evidence of completion of other programs of training on protection of human subjects will be considered on an individual basis by the ACIRB. For information about required training, see the Training and Technology handout on the Procedure for Submitting webpage.

Guidance on Completing and Submitting a Protocol for ACIRB Review:

Guidance on completing and submitting applications for review of research or evidence-based practice/quality improvement projects is provided on the ACIRB Procedure for Submitting webpage. Students should work with their faculty project advisor to develop the proposal and navigate the application submission process.

Research Ethics:

The ACIRB is responsible for ensuring that ethical principles are applied in any proposal submitted for review. ACIRB members can provide guidance on protection of human subjects, intellectual property and other ethical issues that pertain to research or projects.

Research Compliance:

The ACIRB oversees protection of human subjects, responsible conduct of research/projects, misconduct and conflict of interest. The purpose of overseeing compliance is to ensure that all research and projects reviewed by the ACIRB are conducted with integrity and in compliance with Allen College, local, state, federal and funding agency regulations for research. Whether or not a project or study is externally funded, any investigator who plans to do research or a project involving students, faculty or staff of Allen College or patients and associates of Unity Point Health – Allen Hospital and its affiliated settings must obtain approval from the ACIRB prior to initiating the project or study.

How to contact the ACIRB

Contact the ACIRB via email: ACIRB@AllenCollege.edu

Scope & Authority

The scope and authority of the ACIRB is based on federal IRB guidelines as well as on state of Iowa code, UnityPoint Health policy and Allen College institutional policy.

ACIRB Authority - According to Federal Regulations, is as follows:

  • Approve research/projects
  • Disapprove research/projects
  • Modify research/projects
  • Conduct continuing reviews
  • Observe/verify changes
  • Suspend or terminate approval
  • Observe the consent process and the research/project procedures
  • Audit research/project records for compliance

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Members

Brenda C. Barnes, PhD, MT(ASCP)SBB

Director, Medical Laboratory Science Program
Director, Ed.D. Health Professions Education Program
ACIRB Administrator and Chair
(319) 226-2082
Brenda.Barnes@teenatatom.com

Cheryl Mahoney, MSN, RN, CMSRN

Medical-Surgical Clinical Nurse Specialist, UnityPoint Health – Allen Hospital
ACIRB Clinical Member
(319) 235-3789
Cheryl.Mahoney@UnityPoint.org

Alex Ortiz, PT, PhD

Professor, Physical Therapy Program
ACIRB Faculty Member
(319) 226-2567
Alex.Ortiz@teenatatom.com

Marcea Seible, PhD

Professor, Preparatory Writing & Composition
Faculty Fellow Supporting Online Learning
Hawkeye Community College
ACIRB Community Member
(319) 296-2320 Ext. 1367
Marcea.Seible@hawkeyecollege.edu

Jared Seliger, PhD, MBA, CNMT

President and Professor
Allen College Institutional Signatory Official
(319) 226-2015
Jared.Seliger@teenatatom.com

Diane Young, PhD, ARNP, NP-C

Professor, School of Nursing
ACIRB Faculty Member
(319) 226-2047
Diane.Young@teenatatom.com

Frequently Asked Questions

Q: What is an IRB?

A: IRB is the abbreviation for Institutional Review Board. IRBs review all research and projects (e.g., evidence-based practice/quality improvement projects) that directly or indirectly involve human participants and determine institutional policy governing the oversight of such research and projects. IRBs have the authority to review, approve, disapprove, or require modifications to protocols for research and projects involving human participants. The primary role of an IRB is to ensure the privacy, safety, and ethical treatment of human participants in research and projects.

Q: When am I required to submit a proposal involving research with human participants to the ACIRB?

A: All research and projects that will involve human participants must be submitted to the ACIRB for review and approval prior to beginning the study or project. This includes proposed research or projects involving existing data and previously collected human fluid and tissue samples, as well as any advertising or other recruitment procedures.

Q: I am just doing a simple survey. Do I need to submit my proposal to the IRB?

A: Yes. Allen College policy requires that all studies and projects must be reviewed and approved by the ACIRB. Written approval from the ACIRB (typically in the form of an email) must be in place before any interventions or interactions with human participants begin, including recruitment.

Q: I am not collecting any identifying information in my human participant research/project. Do I need to submit my proposal to the ACIRB for review?

A: Yes. Federal regulations and Allen College policy require that all research or projects involving interaction or intervention with human participants, whether or not identifying information is being collected, must be submitted for review prior to beginning the project or study.

Q: Do research studies and projects conducted by Allen College students need ACIRB approval?

A: Yes. Projects conducted by Allen College undergraduate, graduate, and doctoral students need ACIRB approval, unless the project is done in the classroom setting for the purpose of teaching research methods. However, this means that at no point during or after the conclusion of the course can the results or the data be published, presented, or used for other research purposes. Therefore, students should discuss these criteria with their instructor or faculty advisor.

Q: What are 'principal investigators' and 'key personnel', and who needs to complete human subjects protections training?

A: Principal investigators are the people in charge of a study or project. Typically, there is one principal investigator, but there can be more than one.

Key personnel are those people who are necessary to conduct a project or study. Key personnel include the principal investigator(s), co-investigators, supervising faculty members (for student principal investigators), and any other individuals who will have contact with the participants or the participants' data (e.g., interviewers, transcribers, coders, etc.).

Q: Can principal investigators be subjects in their own studies? Does self-experimentation require ACIRB review?

A: Yes, principal investigators can be subjects in their own studies. However, this is still considered a project or a study involving human participants and would generally require the same review and approval as research for which other people are recruited as subjects.

Though investigator self-experimentation may not raise the conventional ethical concerns outlined in the Belmont Report, all projects with human participants should undergo ethical review to assure the safety of people involved and the integrity of the projects or studies at Allen College or UnityPoint Health – Allen Hospital. While principal investigators may be aware of the risks of self-experimentation, they may also be more willing to accept risks that are ill-advised. Application for review by the ACIRB allows a neutral third party to raise concerns and/or propose measures to promote the welfare of principal investigator(s) and co-investigators.

Q: What is meant by 'exempt' protocol? What are requirements?

A: Under certain circumstances, human participant research activities may be granted exempt status. Technically, exemption means that all project/study activities fall under one or more of the exemption categories specified by the federal regulations. The criteria and processes for determining if your project/study meets exempt status is a function of the ACIRB. Criteria for exempt status are described in §46.104 "Exempt research" of the Code of Federal Regulations.

The significance of exempt status is that the research or project activity does not require ongoing monitoring by the IRB. Exempt status does not, however, mean that your project or study does not need review by the ACIRB, nor does it lessen the ethical obligations to subjects as articulated in the Belmont Report and in disciplinary codes of professional conduct. Thus, depending on the circumstances, investigators conducting exempt studies may still need to make provisions to obtain informed consent, protect confidentiality, minimize risks, and address problems or complaints.

To have a project or study recognized as exempt, investigators will need to submit all requested documents and study/project materials to the ACIRB. The ACIRB will evaluate these protocols (as they do with all protocols) and will notify investigators if their projects are eligible for exempt status. The ACIRB has the authority to determine level of review necessary for each protocol submitted for review.

Please note that for each change that is proposed or occurs during the execution of the research activity, the principal investigator may need to consult with the ACIRB to determine if the change affects the eligibility of the project or research activity to continue to be exempt from IRB monitoring.

Q: If my project or study qualifies as exempt, does this mean that I don't have to submit a protocol for review?

A: No. The federal regulations do make certain categories of research exempt from IRB review; however, Allen College policy does not allow investigators to self-exempt their human participant projects. Instead, determining if a project is exempt from IRB review is an administrative review process handled by the ACIRB staff.

Q: I will be collaborating with another institution (e.g., conducting my project or study at a facility other than Allen College). Do I need to submit to the ACIRB and to the other institution's IRB?

A: Faculty and staff of Allen College or UnityPoint Health – Allen Hospital and its affiliated settings who will be conducting research in settings other than Allen College or UnityPoint Health – Allen Hospital and its affiliated settings must obtain approval from the IRB affiliated with the study or project setting. If the setting has no affiliated IRB or equivalent committee, ACIRB can provide the review and any necessary oversight. All evidence-based practice/quality improvement projects proposed by Allen College students will be reviewed for privacy and safety concerns by the ACIRB. Additional review by an IRB or specified committee may be required by the project setting.

Q: I want to conduct a study that involves the use of deception. Is this allowed? What do I need to consider?

A: The use of deception in research is allowed by both the federal regulations and by Allen College. However, because at some level the use of deception in research violates participants' trust in the principal investigator, this method should be considered carefully before implementing it. Deliberate deception of participants may only occur in situations where withholding information about the nature of the study or project is necessary to ensure valid results and should never be used to get participants to do something they would not do if the information were fully disclosed to them.

Principal investigators will need to provide specific information to the ACIRB when submitting a project that involves deception. Participants should be informed about the deception as soon as possible, preferably at the conclusion of an individual's participation (but no later than at the conclusion of the data collection) to permit participants to withdraw their data. The nature of the deception and rationale should be comprehensively described in the application materials submitted to the ACIRB for review. Documentation should include clearly convey absence of equally effective non-deceptive techniques as justification for the deception.

Q: When may I begin data collection for my study or project?

A: You must receive written approval from the ACIRB before beginning participant recruitment, data collection, or data analysis. You will be notified via email when your project has received ACIRB approval.

Q: How long will it take for me to obtain approval to do my project?

A: The length of the approval process depends on the nature of the project and the characteristics of the intended participants. Evidence-based practice/quality improvement projects undergo privacy and safety review and may be completed within 7 business days of submission. Research that involves only minimal risk may be eligible for exempt or expedited review, which are less time consuming than a full board review. Research that involves greater than minimal risk to participants will require full board for review. Refer to the Timeline for Reviews webpage for specific information about the length of the ACIRB approval process.

Q: Can the ACIRB approve a project "retroactively"?

A: No. There is no provision in the federal regulations that allow for IRB approval of research that has already been conducted. If data were collected for purposes that the ACIRB determines to be non-research (e.g., program evaluations for library or educational programs not initially intended to be used for research), ACIRB approval can be sought for the data analysis going forward.

Q: Who can I talk to if I have a question about my project?

A: Students should first consult their study or project advisor. If the advisor is unable to answer questions, then a request for assistance should be submitted to ACIRB@AllenCollege.edu. Allen College faculty and staff, associated of UnityPoint Health – Allen Hospital and its affiliated settings, and principal investigators not affiliated with Allen College or UnityPoint Health – Allen Hospital may contact ACIRB@AllenCollege.edu directly.

Q: I don't know where to start to write a protocol. What needs to be included?

A: New protocols must be submitted to Cayuse IRB, the ACIRB's cloud-based IRB application system. Refer to the ACIRB Procedure for Submitting webpage for guidance.

Q: Are there 'sample' protocol submissions available for us to look at?

A: Unfortunately, there are no samples available. If you are a student, your project advisor should be able to answer questions about the IRB review process and to assist you in the preparation of your protocol for submission to the ACIRB. There is also information about the preparation and submission of your project on the ACIRB Procedure for Submitting webpage.

Q: What does the ACIRB look for in an application? Are there standard criteria for evaluation?

A: The ACIRB evaluates every research protocol according to the ethical principles described in the Belmont Report. This means that the ACIRB members consider whether the risks and benefits of a study are acceptable and are appropriately managed, and whether individuals being asked to participate are adequately informed about the project and its possible risks.

Considered another way, investigators could look at their plans from the point of view of a subject, or an observer concerned about responsible research. Who are the subjects and how are they recruited? Could they be lured or coerced into participating? Is it through an institution that may have responsibilities toward the (e.g., a school or a hospital) and should be consulted? Do they understand, in advance, what they will agree to participate in and will they give their consent willingly? What will they actually do, and what is done to them, during the project? Is it possible that the experience might be injurious, painful, uncomfortable, needlessly boring, a waste of their time, embarrassing, offensive, or otherwise stressful? Might there be long-term consequences? Could the subject be endangered, compromised, or embarrassed if information collected was, in some way, made available to others? There are many possible considerations, but they should not be difficult to understand if one assumes the subject's perspective. The ACIRB's role is to look at the project from these perspectives and to ensure that proper precautions are taken to protect individuals when they agree to participate.

As such, applications for review by the ACIRB should be complete and all necessary documentation should be provided with the submission.

Q: Can I get IRB approval for just developing study materials if I am not ready to recruit participants, yet?

A: Yes. This requires an administrative approval granted by the ACIRB so that the Principal Investigator can develop research design methods and materials. This type of approval can be useful if the actual human interaction portion of the project is expected to occur later, but the investigator needs to provide evidence that the project scope and intent has been approved by the ACIRB.

Under this type of approval, no human participants may be involved in any activities defined as research until the entire project, including data collection procedures and study instruments, recruitment materials, and informed consent documents have been reviewed and approved by the ACIRB.

Once the project and study instruments are developed and finalized, submit an application for research review along with the study instruments and any additional required documents to Cayuse IRB. 

Q: What does "informed consent" mean? What are its essential components?

A: Fully informing participants of the risks, benefits, and procedures involved in a study is a standard requirement in research or projects involving human participants. Ethically and legally, consent is not considered to be "informed" unless the investigator discloses all the facts, risks, and discomforts that might be expected to influence an individual's decision to willingly participate in a research protocol. This applies to ALL types of research including surveys, interviews, and observations in which participants are identified, and intervention research, such as diet, drug, and exercise studies.

Q: Are there different types of informed consent? If so, what are they?

A: Yes, there are different types of informed consent.

The signed informed consent is the standard expectation in research with human participants. This is in the form of a document with the elements of informed consent. This form is signed and dated by the participant and kept as a record by the principal investigator.

In studies where children (individuals under the age of 18) will be asked to participate, assent of the child and parental permission are standard requirements.

In some circumstances, investigators can seek alternatives to standard informed consent procedures:

  • One is a waiver of using a signed consent form. This waiver must be granted by the ACIRB. An example of providing standard informed consent information without signatures would be to provide an information sheet that contains the same information, but that does not require a signature by the potential participant.
  • Another is a waiver of written consent. Again, this waiver must be granted by the ACIRB. An example of a waiver of written consent (with no printed information given to the potential participant) would be to use oral consent procedures.
  • A third is a waiver of some or all the elements of informed consent (e.g., in research that involves deception). Again, this waiver must be granted by the ACIRB.

Q: What do the terms "consent" and "assent" mean? Aren't they the same thing?

A: Both consent and assent involve informing potential participants about the research and its risks and benefits and documenting their understanding and agreement to participate.

Consent is used with adult individuals to participate in a project. Assent is used with children (individuals under the age of 18) to participate in a project. Assent must be accompanied by permission from a parent or legal guardian.

Q: Do I always have to obtain the informed consent of research or project participants?

A: In general, yes, but there are some limited exceptions. The ACIRB is responsible for ensuring that basic ethical principles are followed. The expectation that the informed consent of study or project participants be obtained is based on the Belmont principle of respect for persons and is regarded as extremely important in maintaining ethical standards during projects or studies. The ACIRB has the authority to waive some or all the federal requirements for informed consent in certain extenuating circumstances. A request for waiver of informed consent must be specifically justified by the principal investigator in the review application submitted to Cayuse IRB.

Please note that time constraints, inconvenience, or expense are not justifiable reasons for requesting or being awarded a waiver from obtaining written informed consent.

Q: What is signed informed consent?

A: Signed informed consent allows prospective participants to document their agreement to take part in research or project activities by signing and dating the consent document. This is the most common method of obtaining consent.

Q: Do participants always have to sign the consent document?

A: Not always. In certain situations, the ACIRB can waive the requirement that you obtain the participant's signature on the consent form. To request a waiver of consent the appropriate section of the review application must be completed in Cayuse IRB.

 

Guidance for Unaffiliated Researchers

Information for investigators not affiliated with Allen College or UnityPoint Health

Meeting Schedule

The ACIRB meets monthly unless otherwise specified. Submission deadlines apply for full reviews.

Application & Timelines

Submit the application well in advance of the proposed start date/continuing review of the project.

Submission Process

Preparing a submission - getting started

  • Do I need to submit to the ACIRB
  • Documentation of cooperation
  • Informed consent
  • Forms and templates

Study Categories and Review Process

  • Review process information
  • Study and project categories
  • Fee information

Post-Approval Activities

  • Modifications to approved projects and research
  • Renewal or closure